Supervisory Principal

Corebridge Financial
Houston, Texas, United States
Full Time
On Site
Mid
0+
Finance & Accounting Financial Services Insurance

Posted 4 weeks ago

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Excellent 4.7

Job summary

The role involves conducting suitability reviews for financial transactions, managing compliance risks, communicating with financial professionals, coordinating efforts across departments, and researching issues to ensure regulatory compliance.

Responsibilities

The role involves conducting suitability reviews for financial transactions and identifying compliance risks within the organization. You will also coordinate with financial professionals and internal partners to ensure business processes meet service level agreements.

Qualifications

Business writing Communication Data analysis Decision making Organization Presentations

Candidates must have at least 2 years of experience in financial services, preferably in a supervision capacity. Required certifications include FINRA Series 7 and Series 24.

English

Benefits

  • Medical insurance
  • Dental insurance
  • Vision insurance
  • Mental health support
  • Wellness initiatives
  • Retirement savings
  • 401(k) plan
  • Employee assistance program
  • Matching charitable donations
  • Volunteer time off
  • Paid time off

Company

Corebridge Financial

Corebridge Financial

linkedin
Financial Services
Location
Houston, Texas, United States

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Excellent 4.7
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